Governance Watch: Recent Changes to SEC Disclosure Requirements

What are we to do with SEC Chairman Jay Clayton’s changes to corporate disclosures in recent months? Will these changes make our lives easier? What do boards, management and in-house legal teams need to know? 
    
We want to make sure that boards, management, and legal teams stay on top of these regulatory changes.

In our next Governance Watch, hosted in collaboration with Cleary Gottlieb Steen & Hamilton LLP, our panel of legal and corporate experts will share their insights on: 

  • Updates under the FAST Act (March 2019), to modernize and simplify disclosure requirements
  • Updates from August 2018 – which removed duplicative requirements
  • Upcoming SEC initiatives under S-X 3-05, 3-10 and 3-16, Guide 3 and Private Placement exemptions 

Who Should Attend: Current and prospective board members of public and private companies; CEOs and other C-suite executives; general counsel; corporate secretaries; corporate attorneys; corporate executives; investors; corporate governance professionals

 Watch Full Recording
Andrea Basham Nicolas Grabar David Kanarek Douglas Chia
Governance Watch: Recent Changes to SEC Disclosure Requirements
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GOVERNANCE WATCH

Governance Watch: Recent Changes to SEC Disclosure Requirements

MAY 29, 2019

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What are we to do with SEC Chairman Jay Clayton’s changes to corporate disclosures in recent months? Will these changes make our lives easier? What do boards, management and in-house legal teams need to know? 
    
We want to make sure that boards, management, and legal teams stay on top of these regulatory changes.

In our next Governance Watch, hosted in collaboration with Cleary Gottlieb Steen & Hamilton LLP, our panel of legal and corporate experts will share their insights on: 

  • Updates under the FAST Act (March 2019), to modernize and simplify disclosure requirements
  • Updates from August 2018 – which removed duplicative requirements
  • Upcoming SEC initiatives under S-X 3-05, 3-10 and 3-16, Guide 3 and Private Placement exemptions 

Who Should Attend: Current and prospective board members of public and private companies; CEOs and other C-suite executives; general counsel; corporate secretaries; corporate attorneys; corporate executives; investors; corporate governance professionals

Speakers

Andrea Basham

Counsel
Cleary Gottlieb Steen & Hamilt…

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Nicolas Grabar

Partner
Cleary Gottlieb Steen & Hamilt…

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David Kanarek

Vice President and Group Counsel, General Counsel'…
American Express Company

Read Bio

Douglas Chia (Moderator)

President, Soundboard Governance LLC
Fellow, Rutgers Center for Cor…

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Governance Watch

Governance Watch offers summaries and concise perspectives on issues affecting corporate democracy, shareholder communications, and relationships, fiduciary obligations of directors, disclosure, compensation, and insider trading.

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